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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-02-24 |
| SC | RA | APPROVED | 2009-06-01 |
Branch Locations
201 East Mcbee Avenue 1St Floor, Greenville, SC 29601 • United States
320 East Main Street Suite 410, Spartanburg, SC 29302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Greenville | SC | 02/2006 | Present |
| Morgan Stanley Smith Barney | Greenville | SC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1)MUSICIAN; 06/2015; PLAY VIOLIN, SAXOPHONE, AND PIANO; 2)RENTAL PROPERTIES; OWNERS; SIX PROPERTIES; 217 Singing Woods Lane Spartanburg, SC; 100 Clark Ct. Inman, SC; 144 Ligon St Spartanburg, SC; 121 Woodlawn Ave Spartanburg, SC; 135 Nelson Ave Spartanburg, SC; 4775 Worden Drive Spartanburg, SC; Nov 1995; During business hours: 0; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-10 |
| S65 | Uniform Investment Adviser Law Examination | 1996-07-10 |
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