Best Investors Account Sign in
Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2011-12-21
  • WI RA
    APPROVED
    Since 2011-12-21

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Productivity Matters, Llc Milwaukee WI 07/2009 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 12/2011 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2011 Present
Previous Registrations
Other Businesses

(1) PRODUCTIVITY MATTERS, LLC, NOT INVESTMENT RELATED, 2873 N. 82ND, MILWAUKEE, WI 53222, TRAINING AND EDUCATION, OWNER, STARTED 7/2009, APPROX. 5 HRS/MONTH, NO HRS DURING SECURITIES TRADING HRS. (2) BOARD DIRECTOR PRESIDENT, ARTWORKS FOR MILWAUKEE, 2873 N 82ND, MILWAUKEE, , WISCONSIN, 53222, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/03/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD OF DIRECTOR; PRESIDENT. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-16
S63 Uniform Securities Agent State Law Examination 1996-01-26
  • S66 Uniform Combined State Law Examination
    2000-06-16
  • S63 Uniform Securities Agent State Law Examination
    1996-01-26
Other Names
  • Brian P Mason

View on SEC IAPD

More in Milwaukee, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor