Zaida Milagros Montalvo Diaz

Employer firm

Popular Securities, LLC CRD 8096

$2.62B regulatory AUM 36 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-03-16
VA	RA	APPROVED	2021-09-02
MD	RA	APPROVED	2021-09-01
PR	RA	APPROVED	2019-09-18

FL RA
APPROVED

Since 2022-03-16
VA RA
APPROVED

Since 2021-09-02
MD RA
APPROVED

Since 2021-09-01
PR RA
APPROVED

Since 2019-09-18

Branch Locations

208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918 • United States

Roberto H. Todd #100, Santurce, PR 00976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Banco Popular De Puerto Rico	San Juan	PR	05/2007	07/2019
Popular Securities, Llc	San Juan	PR	07/2019	Present

05/2007 → 07/2019

Banco Popular De Puerto Rico

San Juan, PR
07/2019 → Present

Popular Securities, Llc

San Juan, PR

Other Businesses

Ananda Investments LLC (Member Owner) - Calle De Diego, Esq Calle Loiza (Segundo Nivel) San Juan PR 00907 - Hrs per month = 2 hours - Non-Investment related - Compensation = Dividend distribution and return or investment as the business permits - Nature of business = DTOP Licensing Assistance - Start Date = 05/01/2018

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-23

S66 Uniform Combined State Law Examination

2019-08-23

Other Names

Zaida Montalvo
Zaida Milagros Montalvodiaz

View on SEC IAPD