Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-01-17
FL RA APPROVED 2006-03-13
  • TX RA
    APPROVED_RES
    Since 2014-01-17
  • FL RA
    APPROVED
    Since 2006-03-13

Branch Locations

50 N Laura St, Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 11/2005 Present
Bank Of America, N.A. Jacksonville FL 05/2011 Present
Other Businesses

I*6049 For profit or not for profit: Name of outside business organization: Rental Investment related: Address of business: Savannah, Georgia 31401 Nature of business: , Position, title, association: , Start date of relationship: 2/1/2018 Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-09
  • S66 Uniform Combined State Law Examination
    2006-03-09
Other Names
  • William Sims
  • Bill Sims

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Jacksonville, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor