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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2024-11-27
TX RA APPROVED_RES 2017-09-22
PA RA APPROVED 2003-10-15
  • WV RA
    APPROVED
    Since 2024-11-27
  • TX RA
    APPROVED_RES
    Since 2017-09-22
  • PA RA
    APPROVED
    Since 2003-10-15

Branch Locations

1570 Omega Dr, Pittsburgh, PA 15205 • United States

Beaver, PA • United States

103 Mill Rd, Weirton, WV 26062-1718 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pittsburgh PA 01/1996 03/2020
Ameriprise Financial Services, Llc Pittsburgh PA 03/2020 Present
Other Businesses

Business Ownership; DiamondOne, LLC; To serve as Financial Planning Partner Advisor to the firm and makes leadership, planning and broad executive management decisions to achieve the firm's strategic objectives. Responsible to oversee and execute all senior level positions.; Diamond One contracts for services rendered.; 200 Cedar Ridge Drive, Suite 201, , Pittsburgh, PA, 15205; Not Investment-Related; 01/20/2017; 60 hours per month; 60 during trading hours / No Status Quo, LLC; Co-owner; Manage Ameriprise Business; 216 MacFadden Drive, , Gibsonia, PA, 15044; Investment-Related; 02/19/2020; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-13
S63 Uniform Securities Agent State Law Examination 1996-02-16
  • S66 Uniform Combined State Law Examination
    2003-10-13
  • S63 Uniform Securities Agent State Law Examination
    1996-02-16
Other Names
  • Jeffrey Christopher Suhayda

View on SEC IAPD

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