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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-27 |
| IN | RA | APPROVED | 2023-10-06 |
| NC | RA | APPROVED | 2022-08-29 |
| CA | RA | APPROVED | 2021-03-23 |
| FL | RA | APPROVED | 2018-09-14 |
| OH | RA | APPROVED | 2018-09-04 |
| PA | RA | APPROVED | 2018-09-04 |
| TX | RA | APPROVED | 2018-09-04 |
Branch Locations
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
2819 Willimington Road, New Castle, PA 16105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fennick Financial Services | New Castle | PA | 10/1997 | Present |
| Wrp Investments Inc | Youngstown | OH | 01/2009 | 09/2018 |
| Sterne Agee Financial Services, Inc. | New Castle | PA | 09/2014 | 09/2018 |
| Sterne Agee Investment Advisor Services, Inc. | Birmingham | AL | 01/2015 | 09/2018 |
| Lasalle St Securities Llc | Elmhurst | IL | 09/2018 | Present |
| Lasalle St Investment Advisors | Elmhurst | IL | 09/2018 | Present |
FENNICK FINANCIAL SERVICES, SOLE PROPRIETORSHIP, NATURE OF BUS: INSURANCE SALES, TITLE: AGENT / BROKER, DUTIES: SALES & SERVICE, TIME SPENT: 20 % COMPENSATION: 1099 LaSalle St Investment Advisors - Advisory business; Investment Related T & J Lawncare - Non investment related - 50% owner, management and guidance of business activities, New Castle Rotary- Governing Board First Alliance Church Governing Board
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-02-12 |
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