Daniel Patrick Head

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → 01/2018
  Brandes Investment Partners
  San Diego, CA
• 09/2015 → 01/2018
  Alps Distributors, Inc
  Denver, CO
• 06/2018 → 09/2018
  Cetera Advisors Llc
  Denver, CO
• 06/2018 → 09/2018
  Cetera Investment Services Llc
  St Cloud, MN
• 06/2018 → 09/2018
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2018 → 09/2018
  First Allied Securities, Inc. (Fasi)
  San Diego, CA
• 06/2018 → 09/2018
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 02/2018 → 06/2018
  Unemployed
  San Marcos, CA
• 11/2018 → Present
  Fisher Investments
  Tampa, FL

Previous Registrations

• 2018-07-05 → 2018-10-01
  Cetera Wealth Services, Llc
  San Diego, CA
• 2002-03-12 → 2002-10-28
  Nicholas-Applegate Capital Management Llc
  San Diego, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-12-06
• S66 Uniform Combined State Law Examination
  2002-02-25

Designations

• Chartered Financial Analyst