David Steven Brady

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-05-24
NY	RA	APPROVED	2023-04-17

TX RA
APPROVED

Since 2024-05-24
NY RA
APPROVED

Since 2023-04-17

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aegis Capital Corp.	New York	NY	06/2011	12/2022
Equitable Advisors Llc	New York	NY	12/2022	Present

06/2011 → 12/2022

Aegis Capital Corp.

New York, NY
12/2022 → Present

Equitable Advisors Llc

New York, NY

Other Businesses

(1) NASSAU PRIDE HOOPS BASKETBALL, OYSTER BAY NY , NOT INVESTMENT RELATED; CONSULTANT. COACHING YOUTH BASKETBALL. 6-8 HOURS A MONTH NOT DURING TRADING HOURS (2) INDEPENDENT AGENT, SALES AND SERVICE OF FIXED INSURANCE PRODUCTS.; Medicare Insurance Agent; Outside Insurance Appointments.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-04-13
S63	Uniform Securities Agent State Law Examination	1996-07-09

S66 Uniform Combined State Law Examination

2023-04-13
S63 Uniform Securities Agent State Law Examination

1996-07-09

Other Names

David S Brady

View on SEC IAPD