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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-10 |
| CA | RA | APPROVED | 2013-09-20 |
Branch Locations
4168 Douglas Blvd Suite 200, Granite Bay, CA 95746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Granite Bay | CA | 08/2013 | Present |
| Mml Investors Services Llc | Granite Bay | CA | 08/2013 | Present |
(1)Name: Tier One Enterprise, Inc. Inv rel: Y Add: At Residential Address Nature: General Sales Coaching/Goal Setting Position: President Start date: 02/14/2025 No. HR/MO: 40 No. HR/MO during sec trading: 10 Describe duties: Oversee Operations, coaching, Goal Setting (2)Name: Tier One Financial & Insurance Solutions Inv rel: Y Add: At Residential Address Nature: Corporation established for CRIA compensation Position: President Start date: 02/14/2025 No. HR/MO: 160 No. HR/MO during sec trading: 100
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-14 |
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