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Patrick Michael Sweeney

Patrick M. Sweeney & Associates, Inc

Libertyville, IL

CRD 2701208

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Employer firm

Patrick M. Sweeney & Associates, Inc CRD 112802

$253M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Patrick M. Sweeney & Associates, Inc

900 Technology Way Suite 260, Libertyville, IL 60048 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-04-04
IL RA APPROVED 2009-01-27
  • TX RA
    APPROVED
    Since 2012-04-04
  • IL RA
    APPROVED
    Since 2009-01-27

Branch Locations

900 Technology Way Suite 260, Libertyville, IL 60048 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Patrick M Sweeney & Associates, Inc. Barrington IL 08/2001 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-07-29
  • S63 Uniform Securities Agent State Law Examination
    1996-07-29
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

ARCH VENTURE PARTNERS
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

THOMAS MATTHEW KEDZIE
JOSHUA JACOB MARKOWITZ
RICK SCOTT SHAPIRO

Nearby Offices

ARCH VENTURE PARTNERS · CHICAGO, IL
OSAIC WEALTH, INC. · CHICAGO, IL
CETERA INVESTMENT ADVISERS LLC · CHICAGO, IL

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