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Timothy O'SHea

Newedge Advisors

New Haven, CT

New Orleans, LA

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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-10-04
TX RA APPROVED_RES 2021-10-04
  • CT RA
    APPROVED
    Since 2021-10-04
  • TX RA
    APPROVED_RES
    Since 2021-10-04

Branch Locations

157 Church St., New Haven, CT 06510 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Hamden CT 11/2006 10/2021
Tiaa Hamden CT 11/2006 10/2021
Gwm Advisors, Llc. New Orleans LA 10/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-17
S65 Uniform Investment Adviser Law Examination 1996-03-15
S63 Uniform Securities Agent State Law Examination 1996-03-08
  • S66 Uniform Combined State Law Examination
    2001-08-17
  • S65 Uniform Investment Adviser Law Examination
    1996-03-15
  • S63 Uniform Securities Agent State Law Examination
    1996-03-08
Other Names
  • Timothy Oshea
  • Timothy Oshea

View on SEC IAPD

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