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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-11-22 |
| MI | RA | APPROVED | 2012-12-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Okemos | MI | 12/2012 | Present |
1. Lansing Community College Finance Committee; 210 W. Shiawassee Lansing Mi 48933; Education; Finance Committee Member; Review Financials of Foundation; 01/02/2008; 3 Hours Per Quarter; Not During Securities Trading Hours; Not Investment-related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-14 |
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