Roger D Yoh

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Thrivent Investment Management Inc
  Wernersville, PA
• 04/2015 → Present
  Thrivent Financial
  Appleton, WI

Previous Registrations

• 2004-05-21 → 2006-04-03
  Wells Fargo Clearing Services, Llc
  Reading, PA

Other Businesses

READING BERKS BASKETBALL ASSOCIATION, INC. POSITION: BOARD OF DIRECTORS NATURE: THE MISSION OF THE ASSOCIATION IS TO PROMOTE BASKETBALL IN OUR COMMUNITY (THE READING AND BERKS COUNTY AREA) BY SUPPORTING THE PRESENT AND HONORING THE PAST. THE RBBA, INC. IS A 501(C)(3) NON-PROFIT ORGANIZATION THAT RELIES ON FINANCIAL SUPPORT OF OUR MEMBERS, INDIVIDUALS, ORGANIZATIONS, AND BUSINESSES. I DO NOT RECEIVE COMPENZATION TO BE ON THE BOARD. THE WEBSITE IS AS FOLLOWS: READINGBBA.ORG AND THE EMAIL ADDRESS IS AS FOLLOWS:ADMIN@READINGBBA.ORG. INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/03/2011 ADDRESS: 1161 PERSHING BLVD, READING PA 19611 DESCRIPTION: I AM A MEMBER OF THE BOARD AND I CHAIR THE HALL OF FAME COMMITTEE. THE COMMITTEE FORMULATES AN ANNUAL BALLOT OF PAST BASKETBALL PLAYERS COACHES FOR SELECTION TO THE HOF. THE ENTIRE BOARD VOTES ON THE SELECTION.

Exams

• S66 Uniform Combined State Law Examination
  2015-04-20
• S63 Uniform Securities Agent State Law Examination
  1996-01-26

Designations

• Chartered Financial Consultant

Other Names

• Roger Duke Yoh