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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-04-06 |
Branch Locations
1580 Mclaughlin Run Rd Ste 106 Pinebridge Commons, Pittsburgh, PA 15241 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Premier Bank & Trust | North Canton | OH | 11/2010 | 04/2026 |
| Cambridge Investment Research, Inc | Fairfield | IA | 02/2014 | 04/2026 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 02/2014 | 04/2026 |
| Lpl Financial | Pittsburgh | PA | 04/2026 | Present |
1. 04/2026 - RDSC Amici, LLC - Real Estate Rental - Inv Related - 2 Hour(s)/Month - 0 Hour(s) During Trading - Pittsburgh, PA, 15243 - OBA Start Date: 01/01/2007 2. 04/2026 - GSC Properties - Real Estate Rental - Inv Related - 2 Hour(s)/Month - 0 Hour(s) During Trading - Pittsburgh, PA, 15241- OBA Start Date: 01/01/2021 3. 04/2026 - Christian and Susan Cardello - Real Estate Rental - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Punta Gorda, FL, 33950 - OBA Start Date: 01/01/2025 4. 04/2026 - Cardello Wealth Management LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/6/2026 5. 04/09/2026 - Amalgam Advisor Services LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Pittsburgh, PA - Start Date 04/06/2026 - 40 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-12 |
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