Brian Kent Falter

Current Employers

Employment History

• 01/1997 → 04/2018
  Huston Insurance & Financial Services, Llc
  Tiffin, OH
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Tiffin, OH
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Tiffin, OH

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Tiffin, OH
  Rochester, MN
• 2003-11-19 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Cedar Rapids, IA
  Rochester, MN
  Findlay, OH
  Cedar Rapids, IA
  Tiffin, OH

Other Businesses

1. JOURNEY FINANCIAL SOLUTIONS GROUP LLC (SECURITIES DBA) POSITION: Investment Advisor Representative NATURE: DBA for sale of securities INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/07/2018 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: DBA for sale of securities 2. JOURNEY FINANCIAL SOLUTIONS GROUP LLC POSITION: Partner NATURE: Partnership LLC established for the ongoing operation of our office, to pay monthly expenses like utilities, rent, etc.... INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/07/2018 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: Partnership LLC established for the ongoing operation of our office, to pay monthly expenses like utilities, rent, etc.... 3. JOURNEY FINANCIAL SOLUTIONS GROUP LLC POSITION: Agent NATURE: DBA for sale of fixed insurance products: life, annuities, health, LTC, DI INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/07/2018 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: DBA for sale of fixed insurance products: life, annuities, health, LTC, DI 4. FALTER HOOVER PROPERTIES LLC POSITION: Partner NATURE: LLC that owns the land/building my office is located in INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2013 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: LLC that owns the land/building my office is located in 5. JOURNEY INSURANCE GROUP LLC POSITION: Partner NATURE: Non-Licensed partner/partial owner of Property& Casualty InsuranceBusiness INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/30/2018 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: Non-Licensed partner/partial owner of Property& Casualty InsuranceBusiness 6. THE JOURNEY GROUP - TIFFIN POSITION: Investment Advisor Representative NATURE: Name for advertising purposes only, that combines for client-facing advertising pieces, the two LLC names of Journey Financial Solutions Group LLC and Journey Insurance Group LLC, into a name that encompasses both - The Journey Group - Tiffin. The Journey Group - Tiffin is not its own LLC and is not a registered trade name in the state of Ohio. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2020 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: Point of contact for advertising items, website content,and social media content. 7. ST MARY PARISH FINANCE COMMITTEE POSITION: Committee Member NATURE: I sit on an advisory committee at my local church. I do not have voting rights or an investment discretion. The church investment accounts are not managed by me. I was appointed by the parish pastor, along with other parishioners, to serve in an advisory capacity only. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 01/01/2020 ADDRESS: 85 S Sandusky St, Tiffin OH 44883, United States DESCRIPTION: I sit on an advisory committee at my local church. I do not have voting rights or an investment discretion. The church investment accounts are not managed by me. I was appointed by the parish pastor, along with other parishioners, to serve in an advisory capacity only.

Exams

• S63 Uniform Securities Agent State Law Examination
  2008-10-09

Other Names

• Brian Kent Falter