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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Huston Insurance & Finacial Services, Llc | Tiffin | OH | 01/1997 | 04/2018 |
| Signator Investors, Inc. | Tiffin | OH | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Tiffin | OH | 11/2018 | Present |
1. JOURNEY FINANCIAL SOLUTIONS GROUP LLC POSITION: Partner NATURE: LLC Partnership to fund the daily operations of our branch location, including monthly utilities, rent, etc... INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/07/2018 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: LLC Partnership to fund the daily operations of our branch location, including monthly utilities, rent, etc... 2. JOURNEY FINANCIAL SOLUTIONS GROUP LLC POSITION: Investment Advisor Representative NATURE: DBA for sale of securities INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/13/2018 ADDRESS: 1474 S County Road 1, Tiffin OH 44883, United States DESCRIPTION: DBA for sale of securities 3. JOURNEY FINANCIAL SOLUTIONS GROUP LLC POSITION: Agent NATURE: DBA to sell Fixed products: Annuities, Life Insurance, Long Term Care, Health Insurance, Medicare Supplements, Part D Drug through our business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/30/2018 ADDRESS: 1474 S. County Rd. 1, Tiffin OH 44883, United States DESCRIPTION: DBA to sell Fixed products: Annuities, Life Insurance, Long Term Care, Health Insurance, Medicare Supplements, Part D Drug through our business. 4. JOURNEY INSURANCE GROUP, LLC POSITION: Partner NATURE: Journey Insurance Group is a LLC. We provide home, auto, and commercial insurance protection to our clients. I am a NON-licensed partner, so I do not do any selling of these products INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 08/30/2018 ADDRESS: 1474 S. County Road 1, Tiffin OH 44883, United States DESCRIPTION: I help to generate leads to this business by doing reviews and planning with my clients on the securities side of my business. I ask them what type of coverages they have and if they would be open to our firm giving them a quote. I also help in the decision making objectives and running of our business when it comes to managing our expenses. 5. FALTER HOOVER PROPERTIES, LLC POSITION: Partner NATURE: This business holds the real estate (land and building)that we run our business Journey Financial Solutions Group out of. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2013 ADDRESS: 1474 S. County Rd. 1, Tiffin OH 44883, United States DESCRIPTION: I make sure that the rent is paid and that the building doesn't need any repairs. 6. BASCOM MUTUAL TELEPHONE POSITION: Board of Directors NATURE: C corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 5990 W. Tiffin St., Bascom OH 44809, United States DESCRIPTION: Myself and the other Board of Directors over see the General Manager of the business and the business in general. We help in making decisions for direction of the company and also some of the major decisions in the operation of the company. 7. THE JOURNEY GROUP - TIFFIN POSITION: Investment Advisor Representative NATURE: Name for advertising purposes only. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: 1474 S County Road 1, Tiffin OH 44883 DESCRIPTION: Combines for client-facing advertising pieces, the two LLC names of Journey Financial Solutions Group LLC and Journey Insurance Group LLC, into a name that encompasses both - The Journey Group - Tiffin. The Journey Group - Tiffin is not its own LLC and is not a registered trade name in the state of Ohio. 8. GUARDIANSHIP OF SON, CONNOR HOOVER POSITION: Legal Guardian NATURE: Legal Guardianship INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2024 ADDRESS: 5903 W Twp Rd 110, Tiffin OH 44883 DESCRIPTION: I have the legal right to make all decisions for my son, Connor Hoover, who is now over age 18 but is unable to make any decisions for himself.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-08-12 |
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