Susan J Griffith

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 09/2016
  Pinnacle Investments, Llc
  Syracuse, NY
• 02/2018 → 02/2021
  Wells Fargo Clearing Services, Llc
  Tampa, FL
• 09/2016 → 02/2018
  Unemployed
  Liverpool, NY
• 02/2021 → 07/2022
  Morgan Stanley
  Sarasota, FL
• 07/2022 → Present
  Raymond James Financial Services, Inc.
  St. Petersburg, FL
• 07/2022 → Present
  Raymond James Financial Services Advisors, Inc
  St.PEtersburg, FL

Previous Registrations

• 2019-01-03 → 2021-02-16
  Wells Fargo Clearing Services, Llc
  Sarasota, FL
  Naples, FL
  Tampa, FL

Exams

• S66 Uniform Combined State Law Examination
  2022-07-21
• S63 Uniform Securities Agent State Law Examination
  1996-07-02

Other Names

• Susan J Stoudenmyre
• Susan Griffith