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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-06 |
| KS | RA | APPROVED | 2013-05-17 |
| MO | RA | APPROVED | 2011-08-10 |
Branch Locations
11161 Overbrook Road Suite 225, Leawood, KS 66211 • United States
4520 Main Street, Kansas City, MO 64111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Kansas City | MO | 07/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-25 |
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