Thomas David Weber

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-04-17
TX	RA	APPROVED	2024-04-16

NJ RA
APPROVED

Since 2024-04-17
TX RA
APPROVED

Since 2024-04-16

Branch Locations

Rutherford, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	04/2004	04/2024
Apt Asset Management, Llc	Rutherford	NJ	04/2004	Present
Lpl	Rutherford	NJ	04/2024	Present

04/2004 → 04/2024

Commonwealth Financial Network

Waltham, MA
04/2004 → Present

Apt Asset Management, Llc

Rutherford, NJ
04/2024 → Present

Lpl

Rutherford, NJ

Previous Registrations

2004-04-16 → 2024-04-16

Commonwealth Financial Network

Rutherford, NJ
2002-06-21 → 2004-04-22

Ws Griffith Securities, Inc.

East Hanover, NJ

Other Businesses

1- 03/2024 / APT ASSET MANAGEMENT LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s)

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-02-06

S63 Uniform Securities Agent State Law Examination

1996-02-06

Designations

Certified Financial Planner

Other Names

Thomas Weber
Thomas D. Weber

View on SEC IAPD