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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2016-09-26 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
Fort Mill, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Charlotte | NC | 09/2011 | Present |
(1) 09/02/2014 - OUTSIDE/W-2 EMPLOYMENT - FOOTBALL OFFICIAL - TIME SPENT 10 HOURS PER MONTH - CHARLOTTE, NC (2) 10/09/2023 - Wiltse Wallner Services - Rep's Business - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 4 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-31 |
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