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James Vanmeter Duty

Roseline Capitol Advisors, LLC

Richmond, VA

CRD 2700535

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Employer firm

Roseline Capitol Advisors, LLC CRD 137604

$67.7M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Roseline Capitol Advisors, Llc

140 Virginia St. Suite 300, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2006-02-08
  • VA RA
    APPROVED
    Since 2006-02-08

Branch Locations

140 Virginia St. Suite 300, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Roseline Capitol Advisors, Llc Richmond VA 09/2005 Present
Roseline Financial Group, Llc Richmond VA 09/2005 Present
Roseline Tax Advisors Pllc Richmond VA 09/2005 Present
  • 09/2005 → Present
    Roseline Capitol Advisors, Llc
    Richmond, VA
  • 09/2005 → Present
    Roseline Financial Group, Llc
    Richmond, VA
  • 09/2005 → Present
    Roseline Tax Advisors Pllc
    Richmond, VA
Previous Registrations
  • 1996-03-08 → 2005-11-15
    Kpmg Investment Advisors
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-12-20
  • S65 Uniform Investment Adviser Law Examination
    1995-12-20
Designations
  • Certified Financial Planner
Other Names
  • Jim Duty
  • James Duty

View on SEC IAPD

Nearby Firms

TAYLOR HOFFMAN CAPITAL MANAGEMENT
WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC

Nearby Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO

Nearby Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA

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