Best Investors Account Sign in

Steve Stevens

Charles Schwab & Co., Inc.

Oakland, CA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-30
AZ RA APPROVED 2026-04-20
  • CA RA
    APPROVED
    Since 2026-07-30
  • AZ RA
    APPROVED
    Since 2026-04-20

Branch Locations

180 Grand Avenue, Oakland, CA 94612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc./Bank Of America Corp. Chandler AZ 03/2015 11/2019
Advisor Group Inc. Phoenix AZ 11/2019 05/2021
Charles Schwab & Co., Inc. Oakland CA 07/2021 Present
Schwab Wealth Advisory, Inc. Phoenix AZ 07/2021 04/2026
Charles Schwab Bank, Ssb Oakland CA 04/2026 Present
  • 03/2015 → 11/2019
    Merrill Lynch, Pierce, Fenner & Smith Inc./Bank Of America Corp.
    Chandler, AZ
  • 11/2019 → 05/2021
    Advisor Group Inc.
    Phoenix, AZ
  • 07/2021 → Present
    Charles Schwab & Co., Inc.
    Oakland, CA
  • 07/2021 → 04/2026
    Schwab Wealth Advisory, Inc.
    Phoenix, AZ
  • 04/2026 → Present
    Charles Schwab Bank, Ssb
    Oakland, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-14
S65 Uniform Investment Adviser Law Examination 1998-01-16
S63 Uniform Securities Agent State Law Examination 1997-10-31
  • S66 Uniform Combined State Law Examination
    2009-05-14
  • S65 Uniform Investment Adviser Law Examination
    1998-01-16
  • S63 Uniform Securities Agent State Law Examination
    1997-10-31
Other Names
  • Steve Leland Stevens

View on SEC IAPD

Other Firms

INFINITY FINANCIAL SERVICES ADVISORY
CETERA INVESTMENT ADVISERS LLC
HOODOO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
FM CAPITAL GROUP
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC
FINANCIAL AVENGERS, INC.

Other Investors

GREGORY BURTON GILBERT
STERLING CARMEN HIRSCH
Mark CHRISTOPHER DeVito
Daire Peter Heneghan
Roscoe Herman Harris
AARON KURT PHILLIPS
WILLIAM STUART MONSTED
Randall w Silvey

Other Offices

INFINITY FINANCIAL SERVICES ADVISORY · OAKLAND, CA
CETERA INVESTMENT ADVISERS LLC · OAKLAND, CA
HOODOO · OAKLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAKLAND, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Oakland, CA
FM CAPITAL GROUP · OAKLAND, CA
FULL SPECTRUM CAPITAL MANAGEMENT COMPANY, LLC · OAKLAND, CA
FINANCIAL AVENGERS, INC. · OAKLAND, CA

More in Oakland, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor