Scott James Colangelo

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 04/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 05/2005 → 10/2017
  Lawing Financial Inc.
  Overland Park, KS
• 05/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 02/1999 → 10/2017
  Lawing Financial, Inc.
  Overland Park, KS
• 04/2018 → Present
  Private Client Services
  Overland Park, KS
• 06/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS

Previous Registrations

• 2018-07-20 → 2023-03-20
  Fiduciary Investment Trusts, Llc
  Overland Park, KS
• 2005-05-04 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS
  Overland Park, KS
• 2004-01-02 → 2006-12-31
  Mason James Asset Management, Inc.
  Overland Park, KS

Other Businesses

1) PRIME CAPITAL INVESTMENT ADVISORS. INVESTMENT RELATED 6201 COLLEGE BLVD, STE 150, OVERLAND PARK, KS 66211. REGISTERED INVESTMENT ADVISOR. IAR-SALE AND SERVICE OF FEE BASED ASSET MANAGMENT. 100 HOURS/MO; 80 DURING TRADING HOURS. 2) PRIME CAPITAL HOLDINGS, LP HAS CHANGED IT'S NAM ETOCHHSZ HOLDINGS, LLC. DUE TO A CHNGE IN OWNERSHIP. THE ABOVE REFERENCED CHANGE HAS BEEN MADE EFFECTIVE 10/01/19. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. OWNER/OFFICER/MEMBER/CHAIRMAN. 5 HOURS/MO; 5 DURING TRADING HOURS. PROVIDES PROFESSIONAL INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. 3) PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT-RELATED. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211, FIXED-INSURANCE PRODUCTS, INSURANCE AGENT, 02/2021, 10 HRS/MO; 10 HOURS DURING TRADING, SALE AND SERVICE OF FIXED-INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILATED INSURANCE MARKETING ORGANIZATIONS (IMOS). 4) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS. 5) LIQUID MOIBLE IV. 11775 W 112TH ST, OVERLAND PARK, KS 66210. MOBILE I.V. HYDRATION SERVICES. FOUNDER/MANAGING PARTNER. 10-20 HRS/MO; 10-20 DURING TRADING HRS. 6) THEMATIC/THE B.A.D. INVESTMENT CO. ETF. N/A- PASSIVE INVESTOR. 2-4 HRS/MO;2-4 DURING TRADING HRS. 7) 40 LOVE AZ LLC, NON-INVESTMENT RELATED, 7117 EAST 6TH AVENUE, SCOTTSDALE, AZ, 85251, RESTAURANT OWNERSHIP, MEMBER, 11/01/2024, 6-8 HOURS PER MONTH, 2-4 HOURS PER MONTH DURING TRADING, DUTIES INCLUDE INVESTOR RELATIONS AND OVERSIGHT OF RESTAURANT BUILDOUT. 8) SJE Enterprises, LLC; not investment-related; LLC reviews business opportunities, including Las Vegas Basketball Co.; start date 04/2025; number of hours per month; 10; number of hours per month during trading hours: 0. 9) Las Vegas Basketball Co; not investment-related; entity to pursue and raise funds for a National Basketball Association expansion franchise; head of business and finance; start date 04/2025; number of hours per month: 10; number of hours per month during trading hours: 0.

Exams

• S66 Uniform Combined State Law Examination
  2000-03-20
• S63 Uniform Securities Agent State Law Examination
  1996-01-30