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CRD 2699741
Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-07-30 |
Branch Locations
1209 Som Center Rd., Mayfield Heights, OH 44124 • United States
9881 Johnnycake Ridge, Mentor, OH 44060 • United States
349 Center Street, Chardon, OH 44024 • United States
33464 Vine Street, Eastlake, OH 44095 • United States
9230 Broadview Road, Broadview Heights, OH 44147 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc | Richmond Heights | OH | 08/2007 | 07/2017 |
| Fifth Third Securities | Concord | OH | 07/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-02 |
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