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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-07-23
  • CA RA
    APPROVED
    Since 2010-07-23

Branch Locations

72260 Hwy 111, Palm Desert, CA 92260 • United States

36975 Cook St, Palm Desert, CA 92211 • United States

78435 Highway 111, La Quinta, CA 92253 • United States

100 W Hobson Way, Blythe, CA 92225 • United States

49908 Jefferson St, Indio, CA 92201 • United States

82118 Us Highway 111, Indio, CA 92201 • United States

42250 Jackson St, Indio, CA 92203 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc La Quinta CA 07/2010 Present
Previous Registrations
  • 2004-08-04 → 2010-07-13
    Wells Fargo Investments, Llc
    Encino, CA
    Woodland Hills, CA
    Woodland Hills, CA
    West Hills, CA
    Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-08-03
S63 Uniform Securities Agent State Law Examination 1996-04-02
  • S66 Uniform Combined State Law Examination
    2004-08-03
  • S63 Uniform Securities Agent State Law Examination
    1996-04-02
Other Names
  • Victor H Hernandez
  • Victor Hernandez

View on SEC IAPD

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