Peter John William Post Brownrigg

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 01/2017
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 01/2019
  Lpl Financial, Llc
  El Segundo, CA
• 03/2017 → 01/2019
  Kinecta Financial & Insurance Services, Llc
  El Segundo, CA
• 09/2019 → 12/2022
  Td Ameritrade
  Santa Monica, CA
• 03/2019 → 08/2019
  Shuster Financial Group Llc
  Pasadena, CA
• 01/2019 → 03/2019
  Unemployed
  Santa Monica, CA
• 12/2022 → 08/2024
  Charles Schwab & Co., Inc.
  Santa Monica, CA
• 12/2022 → 08/2024
  Charles Schwab Bank, Ssb
  Santa Monica, CA
• 11/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 11/2024 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2022-01-25 → 2024-08-26
  Charles Schwab & Co., Inc.
  Westlake, TX
  Los Angeles, CA
  Austin, TX
  Los Angeles, CA
  Santa Monica, CA
• 2019-10-02 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Northridge, CA
  Santa Monica, CA
• 2019-10-02 → 2022-10-14
  Td Ameritrade, Inc.
  Woodland Hills, CA
  Los Angeles, CA
  Austin, TX
  Beverly Hills, CA
  Los Angeles, CA
  Omaha, NE
• 2017-03-09 → 2019-01-03
  Lpl Financial Llc
  Manhattan Beach, CA
  Westlake Village, CA
  El Segundo, CA
• 2015-01-02 → 2017-01-13
  Msi Financial Services, Inc.
  Woodland Hills, CA
  Los Angeles, CA
  Los Angeles, CA
• 2010-04-30 → 2015-01-02
  New England Securities
  Woodland Hills, CA
• 2003-05-05 → 2010-03-23
  National Planning Corporation
  El Segundo, CA
  Santa Monica, CA

Other Businesses

Agricultural sales of crops that we grow on the land. Currently we have only sold hay. There is no name for the business. We sell it privately. It is not investment related. The business takes place on our land at 428 Canaan Road, Columbia, TN 38401. We did this for the first time in October of this year, 2024. We have someone else harvest and bale the hay for us. This only takes 4 hours per month of my time. This does not take place during securities trading hours. I coordinate with the farmer that harvests and bales the hay as far as timing and scheduling of when he will be working the land.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-23
• S63 Uniform Securities Agent State Law Examination
  1996-06-03

Other Names

• Pj Brownrigg
• Peter Brownrigg
• Peterjohn Post Brownrigg
• Peterjohn William Post Brownrigg
• Peter John W Brownrigg