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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-10
WY RA APPROVED 2018-07-30
  • TX RA
    APPROVED_RES
    Since 2018-10-10
  • WY RA
    APPROVED
    Since 2018-07-30

Branch Locations

546 Running W Drive, Gillette, WY 82718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Gillette WY 10/1996 Present
Other Businesses

Notary Public for State of Wyoming; non investment related; Gillette, WY; State of Wyoming; Notary Public; Starting 7/12/2021; approx 1 hr/quarter and during securities trading hours; provide notary services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-22
S63 Uniform Securities Agent State Law Examination 1999-06-30
  • S65 Uniform Investment Adviser Law Examination
    1999-12-22
  • S63 Uniform Securities Agent State Law Examination
    1999-06-30
Other Names
  • Lori Jo Martinek

View on SEC IAPD

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