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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-10 |
| WY | RA | APPROVED | 2018-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Gillette | WY | 10/1996 | Present |
Notary Public for State of Wyoming; non investment related; Gillette, WY; State of Wyoming; Notary Public; Starting 7/12/2021; approx 1 hr/quarter and during securities trading hours; provide notary services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-30 |
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