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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-12
TX RA APPROVED_RES 2020-04-30
CT RA APPROVED 2019-12-19
  • NY RA
    APPROVED
    Since 2022-10-12
  • TX RA
    APPROVED_RES
    Since 2020-04-30
  • CT RA
    APPROVED
    Since 2019-12-19

Branch Locations

One Orange Way A1, Windsor, CT 06095 • United States

300 Spectrum Center Drive Suite 400, Irvine, CA 92618 • United States

Gansevoort, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Windsor CT 09/2014 Present
Voya Financial Partners Windsor CT 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Windsor, CT
  • 09/2014 → Present
    Voya Financial Partners
    Windsor, CT
Other Businesses

NAME OF ENTITY:Mark Jackowitz-Rental Property; No; 87 Fieldstone Drive, Gansevoort, NY 12831; Gansevoort; NY; 12831; Rental Property; Owner; 10/1/2020; 1; 0; Collect rent and pay mortgage|NAME OF ENTITY:VRIAC; No; ONE ORANGE WAY; WINDSOR; CT; 06095; Sale and Service of Voya HRA product; N/A; 9/30/2022; 10; 10; Sale and Service of Voya HRA product. A Health Reimbursement Arrangement (â??HRAâ?) is an employer funded â??accident or health planâ? (â??Planâ?), which reimburses qualified medical expenses and also permits any unused portion to be carried forward to the next year. Not a Security Offering.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-17
S63 Uniform Securities Agent State Law Examination 1999-06-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-17
  • S63 Uniform Securities Agent State Law Examination
    1999-06-28

View on SEC IAPD

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