Christopher Wayne Losey

Employer firm

Summit Global Investments, LLC CRD 157091

$2.29B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 10/2024
  Advised Assets Group, Llc
  Greenwood Village, CO
• 08/2025 → Present
  Summit Global Investments
  Bountiful, UT
• 10/2024 → 08/2025
  Unemployed
  Thornton, CO

Previous Registrations

• 2013-04-05 → 2024-10-15
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 2003-08-25 → 2004-12-31
  Waddell & Reed
  Westminster, CO

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-01-04
• S65 Uniform Investment Adviser Law Examination
  2013-04-04
• S66 Uniform Combined State Law Examination
  2003-08-22