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Gary Thomas Hitzler

Tempus Wealth Planning, LLC

Irvine, CA

CRD 2699379

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Employer firm

Tempus Wealth Planning, LLC CRD 285349

$699M regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Tempus Wealth Planning, Llc

100 Spectrum Center Drive Suite 1070, Irvine, CA 92618 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-19
  • CA RA
    APPROVED
    Since 2022-08-19

Branch Locations

100 Spectrum Center Drive Suite 1070, Irvine, CA 92618 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Irvine CA 10/2009 08/2022
Ameriprise Financial Services, Inc. Irvine CA 10/2009 08/2022
Tempus Wealth Planning, Llc Irvine CA 08/2022 Present
  • 10/2009 → 08/2022
    Ameriprise Financial Services, Inc.
    Irvine, CA
  • 10/2009 → 08/2022
    Ameriprise Financial Services, Inc.
    Irvine, CA
  • 08/2022 → Present
    Irvine, CA
Previous Registrations
  • 2009-10-05 → 2022-08-23
    Los Angeles, CA
    Irvine, CA
    Glendale, CA
    Newport Beach, CA
  • 2003-06-25 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Irvine, CA
    Irvine, CA
  • 2003-03-21 → 2003-06-25
    Irvine, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-05
S63 Uniform Securities Agent State Law Examination 1996-03-06
  • S65 Uniform Investment Adviser Law Examination
    2000-10-05
  • S63 Uniform Securities Agent State Law Examination
    1996-03-06

View on SEC IAPD

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