Michael Oleary

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-07-11
NJ	RA	APPROVED	2025-07-10
TX	RA	APPROVED	2025-07-10

FL RA
APPROVED

Since 2025-07-11
NJ RA
APPROVED

Since 2025-07-10
TX RA
APPROVED

Since 2025-07-10

Branch Locations

Sewell, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Next Financial Group Inc	Sewell	NJ	03/2009	07/2025
Lpl Financial Llc	Sewell	NJ	07/2025	Present

03/2009 → 07/2025

Next Financial Group Inc

Sewell, NJ
07/2025 → Present

Lpl Financial Llc

Sewell, NJ

Previous Registrations

2009-03-02 → 2025-07-10

Next Financial Group, Inc.

Houston, TX

Sewell, NJ
2002-07-25 → 2009-03-06

Mml Investors Services, Llc

Sewell, NJ

Sewell, NJ

Other Businesses

1. 07/2025 - Michael O'Leary Insurance - Non-Variable Insurance - Sewell, NJ - INV REL - Start Date 08/01/1996 - 1hr/mth | 1hr during trading 2. 07/2025 - Family Financial Goals, LLC - DBA for LPL Business (entity for LPL business) - Sewell, NJ - INV REL - Start Date 03/03/2021 - 300hr/mth | 130hr during trading

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-01-10

S63 Uniform Securities Agent State Law Examination

1996-01-10

Designations

Chartered Financial Consultant

View on SEC IAPD