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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-11
PA RA APPROVED 2012-04-19
  • TX RA
    APPROVED_RES
    Since 2015-03-11
  • PA RA
    APPROVED
    Since 2012-04-19

Branch Locations

912 South George Street First Floor, York, PA 17403 • United States

York, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc York PA 04/2012 Present
City National Bank York PA 10/2019 Present
Previous Registrations
Other Businesses

(1) OLIVIA'S HOUSE; ADDRESS: 830 SOUTH GEORGE STREET, YORK, PA 17403; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 01/01/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-19
S63 Uniform Securities Agent State Law Examination 1996-08-15
  • S66 Uniform Combined State Law Examination
    2012-03-19
  • S63 Uniform Securities Agent State Law Examination
    1996-08-15
Other Names
  • Denise Renee Smith
  • Denise Smith Potter

View on SEC IAPD

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