Doreen Marie Candeias

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 06/2023
  Lpl Financial
  Middletown, RI
• 07/2023 → 09/2023
  Unemployed
  Fall River, MA
• 10/2023 → 10/2023
  Arbor Insurance Brokerage Inc
  Dartmouth, MA
• 11/2023 → 03/2024
  Williams Estate & Financial Group, Inc.
  New Bedford, MA
• 05/2024 → Present
  Lpl Financial
  Chevy Chase, MD
• 04/2024 → 04/2024
  Unemployed
  Fall River, MA

Previous Registrations

• 2016-04-18 → 2023-06-27
  Lpl Financial Llc
  Middletown, RI
• 2010-07-13 → 2015-05-20
  Wells Fargo Clearing Services, Llc
  Providence, RI
  Laconia, NH

Other Businesses

1- 05/2024 / Capital Financial Planners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business locations

Exams

• S66 Uniform Combined State Law Examination
  2010-07-12

Other Names

• Doreen Marie Kiendra
• Doreen Marie Leonardo
• Doreen M Candeias
• Doreen Marie Candeias
• Doreen Candeias