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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-16
CA RA APPROVED 2025-01-03
  • TX RA
    APPROVED_RES
    Since 2026-03-16
  • CA RA
    APPROVED
    Since 2025-01-03

Branch Locations

1222 Price Street, Pismo Beach, CA 93449 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Porterville CA 07/2001 Present
Raymond James Financial Services Advisors, Inc Porterville CA 01/2009 Present
Locac Los Osos CA 10/2016 05/2021
Los Osos Csd Los Osos CA 04/2018 Present
Mec Financial Group, Inc. Los Osos CA 06/2001 01/2019
  • 07/2001 → Present
    Raymond James Financial Services, Inc
    Porterville, CA
  • 01/2009 → Present
    Porterville, CA
  • 10/2016 → 05/2021
    Locac
    Los Osos, CA
  • 04/2018 → Present
    Los Osos Csd
    Los Osos, CA
  • 06/2001 → 01/2019
    Mec Financial Group, Inc.
    Los Osos, CA
Other Businesses

(1)Name of Business: LOS OSOS CSD Address: 2122 9th Street, Suite 102, LOS OSOS, CA, 93402, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 04/05/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: NA Address: 1620 9th St. , Los Osos, CA, 93402, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/04/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-19
S63 Uniform Securities Agent State Law Examination 1996-05-03
  • S65 Uniform Investment Adviser Law Examination
    1998-08-19
  • S63 Uniform Securities Agent State Law Examination
    1996-05-03
Other Names
  • Christine Lamkin
  • Christine Mary Lamkin

View on SEC IAPD

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