Scott Edward Whitten

Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 06/2024
  Peak Brokerages Services Llc
  Palm Beach Gardens, FL
• 06/2024 → Present
  Voya Financial Advisors
  Grimes, IA

Previous Registrations

• 2019-04-16 → 2022-06-30
  Blackridge Asset Management, Llc
  Stewartville, MN
• 2014-01-07 → 2015-10-08
  Next Financial Group, Inc.
  Rochester, MN
• 2012-05-14 → 2012-10-25
  Next Financial Group, Inc.
  Rochester, MN
  Houston, TX
• 2011-06-28 → 2012-03-19
  Grove Point Investments, Llc
  Long Beach, CA
• 2010-03-09 → 2011-06-23
  Next Financial Group, Inc.
  Houston, TX
• 2008-04-03 → 2009-02-09
  B. Riley Wealth Advisors, Inc.
  Newport Beach, CA

Exams

• S66 Uniform Combined State Law Examination
  2007-04-02
• S63 Uniform Securities Agent State Law Examination
  1996-07-19

Other Names

• Scott E Whitten