Gregory Michael Cash

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1997 → 01/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 06/2011 → 01/2020
  Bank Of America,N.A.
  Charlotte, NC
• 01/2020 → Present
  Ubs Financial Services Inc.
  Charlotte, NC

Previous Registrations

• 2002-06-28 → 2020-01-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Charlotte, NC

Other Businesses

1) Name of outside business organization: Cash Family Beach House / Address of business: Bald Head Island, North Carolina 28461 / Start date of relationship: 6/1/2013 /// 2) For profit or not for profit: For-Profit Organization / Name of outside business organization: Charlotte Ventures, LLC / Investment related: Y / Address of business: Charlotte, North Carolina 28209 / Nature of business: LLC / Position, title, association: Limited Partner / Start date of relationship: 10/10/2008 / Number of hours devoted: 1 hour(s) Annually / Number of hours devoted during trading hours: 0 / Duties: LLC for investment purposes only / It's a small LLC Mitchell and I created years ago. / Passive investment vehicle with my UBS business partner Mitchell Wickham / I file the tax return and that's about it. / Investment in Company?: YES; 50% / Start Date 6/30/2010 /// 3) NMW Investments, LLC / Partnership / Estate planning entity created to manage our personal investments / Partner / I will be responsible for all aspects of this personal investment LLC, along with my wife.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-26
• S66 Uniform Combined State Law Examination
  1997-09-04

Other Names

• Gregory M Cash
• Greg Cash
• Gregory Michael Cash
• Gregory Alan Cash