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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-06
DE RA APPROVED 2025-10-23
PA RA APPROVED 2024-11-08
NJ RA APPROVED 2024-01-25
NY RA APPROVED 2024-01-24
  • IL RA
    APPROVED
    Since 2026-08-06
  • DE RA
    APPROVED
    Since 2025-10-23
  • PA RA
    APPROVED
    Since 2024-11-08
  • NJ RA
    APPROVED
    Since 2024-01-25
  • NY RA
    APPROVED
    Since 2024-01-24

Branch Locations

Bronx, NY • United States

7 Cedar St Suite C, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Bronx NY 01/2024 07/2024
State Farm Investment Management Corp Bronx NY 01/2024 07/2024
State Farm Insurance Bronx NY 01/2024 07/2024
Jp Morgan Chase & Co. New York NY 03/2018 01/2024
Aqr Capital Management Greenwich CT 04/2016 02/2018
Richard Fernandez Insurance Agency Summit NJ 07/2024 Present
State Farm Investment Management Corp Summit NJ 07/2024 Present
State Farm Vp Management Corp Summit NJ 07/2024 Present
  • 01/2024 → 07/2024
    State Farm Vp Management Corp
    Bronx, NY
  • 01/2024 → 07/2024
    Bronx, NY
  • 01/2024 → 07/2024
    State Farm Insurance
    Bronx, NY
  • 03/2018 → 01/2024
    Jp Morgan Chase & Co.
    New York, NY
  • 04/2016 → 02/2018
    Aqr Capital Management
    Greenwich, CT
  • 07/2024 → Present
    Richard Fernandez Insurance Agency
    Summit, NJ
  • 07/2024 → Present
    Summit, NJ
  • 07/2024 → Present
    State Farm Vp Management Corp
    Summit, NJ
Other Businesses

1) Richard Fernandez's Insurance Agency; Investment-related; 7 Cedar St Ste C Summit, NJ 07901; Other; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 7/1/2024; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-21
S63 Uniform Securities Agent State Law Examination 2023-08-01
  • S65 Uniform Investment Adviser Law Examination
    2024-01-21
  • S63 Uniform Securities Agent State Law Examination
    2023-08-01

View on SEC IAPD

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