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Principal Advised Services CRD 297324
$1.42B regulatory AUM 16,537 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-07-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Des Moines | IA | 03/1997 | Present |
| Prinicpal Advised Services | Des Moines | IA | 07/2023 | Present |
| Principal Life Insurance | Des Moines | IA | 11/1998 | 01/2025 |
| Principal Life Insurance Co | Des Moines | IA | 01/2025 | Present |
HOUSE SALE POSITION: Owner NATURE: house sale INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 10508 180th Ave, Ackworth IA 50001, United States DESCRIPTION: Selling a home to my nephew on contract and receiving principal and interest payments.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-12-28 |
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