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Sunil Rupchand Mahtani

Kingfisher Investors LLC

Westport, CT

CRD 5064383

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Employer firm

Kingfisher Investors LLC CRD 114374

$29.8M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Kingfisher Investors Llc

256 Post Road East Suite 207, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2012-06-27
  • CT RA
    APPROVED
    Since 2012-06-27

Branch Locations

256 Post Road East Suite 207, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingfisher Investors, Llc Westport CT 06/1997 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-26
  • S65 Uniform Investment Adviser Law Examination
    2012-06-26

View on SEC IAPD

Nearby Firms

QUORUS INC.
DIVYDE CAPITAL PARTNERS L.P.
MORGAN STANLEY

Nearby Investors

JOHN WILLIAM HILL
KYLE JOSEPH BIRMINGHAM
Prashant A Joshi

Nearby Offices

QUORUS INC. · WESTPORT, CT
DIVYDE CAPITAL PARTNERS L.P. · WESTPORT, CT
MORGAN STANLEY · Westport, CT

More in Westport, CT

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