Jeremy Shane Hay

Current Employers

Employment History

• 11/2010 → 11/2022
  Berthel Fisher & Company Financial Services, Inc.
  Clanton, AL
• 09/2018 → 11/2022
  Bfc Planning, Inc.
  Clanton, AL
• 11/2022 → Present
  Lpl Financial Llc
  Clanton, AL

Previous Registrations

• 2010-11-15 → 2022-11-30
  Berthel, Fisher & Company Financial Services, Inc.
  Clanton, AL
  Clanton, AL
  Cedar Rapids, IA
• 2018-09-27 → 2022-11-30
  Bfc Planning, Inc.
  Clanton, AL
  Cedar Rapids, IA
• 2010-02-19 → 2010-11-05
  Wfg Advisors, Lp
  Clanton, AL
• 2008-09-30 → 2010-02-18
  First Legacy Securities, Llc
  Montgomery, AL
  Clanton, AL
  Roanake, AL
  Wadley, AL
• 2007-05-09 → 2008-09-26
  Sunset Financial Services, Inc.
  Wadley, AL
  Clanton, AL
  Clanton, AL

Other Businesses

1) 11/2022 - Hay Investment Holdings, LLC / Business Entity For Tax/Investment Purposes Only / Not Invest Related / 2 Hours per month / 2% time spent percent / 0 hours during trading / Clanton Al 2) 11/2022 - Hay Family Properties, LLC / Business Entity For Tax/Investment Purposes Only / Not Invest Related / 6 Hours per month / 3% time spent percent / 2 hours during trading / Clanton Al 3) 11/2022- Capital Investment Advisors, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 120 Hours per month / 100% time spent percent / 6 hours during trading / Clanton Al 4) 11/2022 - Lauren Faith Hay Trust / Act in a Fiduciary Capacity / Trustee for a family trust / nvestment Related / 0 Hours per month / 1% time spent percent / 0 hours during trading / Clanton Al 5) 11/2022 - Hay Family Properties, LLC / Real Estate Rental / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 10 Hours per month / 5% time spent percent / 5 hours during trading / Clanton Al 6) 11/30/2022 - No Business Name - Not Investment Related - At Reported Business Location(s) - Real Estate Rental - Start Date - 03/15/2017 - 10 Hours Per Month - Time Spent 5%

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-05-08
• S63 Uniform Securities Agent State Law Examination
  1996-03-29

Other Names

• Shane Hay