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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-29 |
| NH | RA | APPROVED | 2020-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Manchester | NH | 07/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Manchester | NH | 11/2016 | 09/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Concord | NH | 09/2020 | Present |
| Bank Of America, N.A. | Concord | NH | 10/2020 | Present |
JUSTICE OF THE PEACE, NEW HAMPSHIRE; NOT INV RELATED; HOOKSETT, NH; START 10/8/2016; 1 HOUR PER MONTH, 0 DURING TRADING; PERFORMING WEDDINGS.NEW HAMPSHIRE JUDICIAL BRANCH, NOT INVT RELATED, CONCORD, NH, WOULD BE BAIL COMMISSIONER, START DATE 7/15/2019, 16 HRS PER MONTH, 0 DURING TRADING I*134879For profit or not for profit: Non-Profit OrganizationName of outside business organization: Veterans CountInvestment related: NAddress of business: Manchester, New Hampshire 3103Nature of business: Charitable Organization,Position, title, association: Committee MemberStart date of relationship: 11/1/2016Number of hours devoted: 20 hrs AnnuallyNumber of hours devoted during trading hours: 0Duties: Help raise awareness and funds for Veterans I*: 2096287Entity Type: Entity CharitableName of OBA: Havenwood Heritage HeightsAddress: Concord, NH 03301Investment Related: NoPosition, Title, Association: Board Member Employee Start Date: 1/1/2025Number of Hours: 4 hrs mthlyNumber of Hours during trading: 0 Duties: Assist the board in making sure the direction of the facility is being followed. Vote on improvements, budget, rules and focus on ways to improve the community I*2272283, Entity Type: , Name of OBA: Rental Property 1, Address: Briston, New Hampshire, 03222, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 05/29/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-20 |
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