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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-29
NH RA APPROVED 2020-09-17
  • TX RA
    APPROVED
    Since 2020-09-29
  • NH RA
    APPROVED
    Since 2020-09-17

Branch Locations

900 Elm St, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Manchester NH 07/2012 11/2016
Wells Fargo Clearing Services, Llc Manchester NH 11/2016 09/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Concord NH 09/2020 Present
Bank Of America, N.A. Concord NH 10/2020 Present
Previous Registrations
Other Businesses

JUSTICE OF THE PEACE, NEW HAMPSHIRE; NOT INV RELATED; HOOKSETT, NH; START 10/8/2016; 1 HOUR PER MONTH, 0 DURING TRADING; PERFORMING WEDDINGS.NEW HAMPSHIRE JUDICIAL BRANCH, NOT INVT RELATED, CONCORD, NH, WOULD BE BAIL COMMISSIONER, START DATE 7/15/2019, 16 HRS PER MONTH, 0 DURING TRADING I*134879For profit or not for profit: Non-Profit OrganizationName of outside business organization: Veterans CountInvestment related: NAddress of business: Manchester, New Hampshire 3103Nature of business: Charitable Organization,Position, title, association: Committee MemberStart date of relationship: 11/1/2016Number of hours devoted: 20 hrs AnnuallyNumber of hours devoted during trading hours: 0Duties: Help raise awareness and funds for Veterans I*: 2096287Entity Type: Entity CharitableName of OBA: Havenwood Heritage HeightsAddress: Concord, NH 03301Investment Related: NoPosition, Title, Association: Board Member Employee Start Date: 1/1/2025Number of Hours: 4 hrs mthlyNumber of Hours during trading: 0 Duties: Assist the board in making sure the direction of the facility is being followed. Vote on improvements, budget, rules and focus on ways to improve the community I*2272283, Entity Type: , Name of OBA: Rental Property 1, Address: Briston, New Hampshire, 03222, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 05/29/2025, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-05
S63 Uniform Securities Agent State Law Examination 1996-08-20
  • S65 Uniform Investment Adviser Law Examination
    1996-12-05
  • S63 Uniform Securities Agent State Law Examination
    1996-08-20
Other Names
  • Denise Mailhot
  • Denise E Petrin
  • Denise Petrin

View on SEC IAPD

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