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Richard Alan Clemens

Hawk100

Dublin, OH

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Current Employers
Hawk100

555 Metro Place North Suite 100, Dublin, OH 43017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-01-13
  • OH RA
    APPROVED
    Since 2009-01-13

Branch Locations

555 Metro Place North Suite 100, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hawk Investment Management, Llc Dublin OH 03/2004 Present
  • 03/2004 → Present
    Hawk Investment Management, Llc
    Dublin, OH
Previous Registrations
  • 2006-08-17 → 2009-10-13
    Coons Advisors
    Columbus, OH
  • 2004-09-24 → 2006-12-13
    Hawk100
    Columbus, OH
  • 2003-07-08 → 2004-02-26
    Bpu Investment Management Inc.
    Columbus, OH
  • 2003-03-10 → 2003-05-07
    Greenfield/Lewis Investment Counsel
    Columbus, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-11-06
  • S63 Uniform Securities Agent State Law Examination
    2003-11-06
Designations
Other Names
  • Rick Clemens

View on SEC IAPD

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Other Offices

KEELER & NADLER FAMILY WEALTH · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
DELTA CAPITAL MANAGEMENT, INC. · DUBLIN, OH
MORGAN STANLEY · Dublin, OH
CETERA INVESTMENT ADVISERS LLC · DUBLIN, OH
BROOKSTONE WEALTH ADVISORS, LLC · Dublin, OH
VOYA FINANCIAL ADVISORS, INC. · Dublin, OH

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