Patrick Francis Schmitt

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-01-22

TX RA
APPROVED_RES

Since 2014-01-22

Branch Locations

Portland, OR • United States

707 Sw Washington Ste 600, Portland, OR 97205 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Portland	OR	11/2005	03/2020
Ameriprise Financial Services, Llc	Portland	OR	03/2020	Present

11/2005 → 03/2020

Ameriprise Financial Services, Inc.

Portland, OR
03/2020 → Present

Ameriprise Financial Services, Llc

Portland, OR

Other Businesses

Real Estate Ownership; Single Family; 1222 N Olive Dr, , West Hollywood, CA, 90069; Not Investment-Related; 03/15/2022. Business Ownership; SPW, Inc; Owner; Manage Ameriprise Business; 2397 SW Montgomery Dr, , Portland, OR, 97201; Investment-Related; 11/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Schmitt & Smith, LLC; Co-owner; Manage Ameriprise Business; 707 SW Washington Street, STE 600, Portland, OR, 97205; Investment-Related; 02/11/2025; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-20

S66 Uniform Combined State Law Examination

2006-01-20