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Christopher Dow Pizzitola

LPl Financial LLC

La Porte, TX

Winston Salem, NC

CRD 3142897

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-07-25
TX RA APPROVED 2016-08-15
  • NC RA
    APPROVED
    Since 2019-07-25
  • TX RA
    APPROVED
    Since 2016-08-15

Branch Locations

10936 Spencer Hwy, La Porte, TX 77571 • United States

Winston Salem, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Laporte TX 08/2016 Present
Previous Registrations
  • 2006-03-03 → 2016-08-15
    La Porte, TX
    Houston, TX
  • 2005-05-26 → 2006-03-02
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
  • 2002-07-29 → 2002-10-08
    Invesco Aim Private Asset Management, Inc.
    Houston, TX
Other Businesses

1. 08/15/2016 - BFA Real Estate - Business Entity For Tax/Investment Purposes Only - 0% - La Porte TX. 2. 08/15/2016 - Bayshore Financial Advisors - DBA for LPL Business (entity for LPL Business) - 100% - La Porte, TX. 3. 10/22/2018 - Bayshore Financial Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/14/2018 - 1 Hours Per Month During Securities Trading - Selling Life Insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-25
S63 Uniform Securities Agent State Law Examination 1999-02-23
  • S65 Uniform Investment Adviser Law Examination
    2002-02-25
  • S63 Uniform Securities Agent State Law Examination
    1999-02-23
Other Names
  • Dow Pizzitola

View on SEC IAPD

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