Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-07-25 |
| TX | RA | APPROVED | 2016-08-15 |
Branch Locations
10936 Spencer Hwy, La Porte, TX 77571 • United States
Winston Salem, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Laporte | TX | 08/2016 | Present |
1. 08/15/2016 - BFA Real Estate - Business Entity For Tax/Investment Purposes Only - 0% - La Porte TX. 2. 08/15/2016 - Bayshore Financial Advisors - DBA for LPL Business (entity for LPL Business) - 100% - La Porte, TX. 3. 10/22/2018 - Bayshore Financial Advisors - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/14/2018 - 1 Hours Per Month During Securities Trading - Selling Life Insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-23 |
Reach out to this advisor