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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-06-25
MD RA APPROVED 2004-11-08
  • TX RA
    APPROVED_RES
    Since 2009-06-25
  • MD RA
    APPROVED
    Since 2004-11-08

Branch Locations

901 Dulaney Valley Rd, Towson, MD 21204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Towson MD 02/1999 Present
Other Businesses

I*835469 For profit or not for profit: Name of outside business organization: Kormanis Properties LLC Investment related: N Address of business: Ocean City, Maryland, 21842 Nature of business: ["Business or Industry Organization"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 5/14/2022 Number of hours devoted: 2 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , This is set up for the purpose of our Condo in Ocean City, MD I*921244 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Ocean City, Maryland Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 7/16/2022 Number of hours devoted: 1 hour(s) Weekly Number of hours devoted during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-05
  • S66 Uniform Combined State Law Examination
    2004-11-05
Other Names
  • Stephanie Ann Dougherty
  • Stephanie Ann Dougherty

View on SEC IAPD

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