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Kenneth Hans Teksten Olson

LPl Financial LLC

Sartell, MN

Sartell, MN

CRD 2697277

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-08-24
  • MN RA
    APPROVED
    Since 2015-08-24

Branch Locations

Sartell, MN • United States

2351 Connecticut Ave Ste 110, Sartell, MN 56377 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kenneth H.T. Olson Ltd Sartell MN 01/1976 03/2019
Lpl Financial, Llc Sartell MN 08/2015 Present
  • 01/1976 → 03/2019
    Kenneth H.T. Olson Ltd
    Sartell, MN
  • 08/2015 → Present
    Sartell, MN
Previous Registrations
  • 2013-12-16 → 2015-08-18
    1St Global Advisors Inc
    Sartell, MN
Other Businesses

(1) 10/24/2014: Olson Advisory Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 50% Time Spent (2) 10/24/2014: Martin County Farm - Real Estate Rental - Investment Related - At Reported Business Location(s) - 1% Time Spent - owner of farm land rental (3) 10/24/2014: Pine Point Aviation - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - No Time Spent - Chief Manager. entity holds his airplane. (4) 10/24/2014: Pine Cone Commons LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - 2% Time Spent - co owner (5) 4/25/2019 - CDS, PLLP (Conway, Deuth, & Schmiesing, PLLP) - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - CPA - Started 08/15/2015 - 10 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-26
S63 Uniform Securities Agent State Law Examination 1996-01-22
  • S65 Uniform Investment Adviser Law Examination
    1998-08-26
  • S63 Uniform Securities Agent State Law Examination
    1996-01-22
Other Names
  • Ken Olson

View on SEC IAPD

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