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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-18 |
| OR | RA | APPROVED | 2012-08-15 |
Branch Locations
810 Main Street Suite 102, Klamath Falls, OR 97601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Klamath Falls | OR | 08/2012 | Present |
1) ROTARY CLUB FOUNDATION OF KLAMATH CNTY; NON-INVESTMENT RELATED; OREGON COMMUNITY FOUNDATION; BOARD MEMBER; STARTING 1/1/18; APPROX. ONE HR/QUARTER; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; PRESIDE AT ALL MEETINGS, APPOINT COMMITTEE CHAIRS; SUPERVISE ACTIVITIES OF THE BOARD. 2) MARTIN AND TRACY LEDGERWOOD; INVESTMENT RELATED; KLAMATH FALLS, OR; SOLE PROPRIETOR; OWNER; START 6/1/22; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I OWN A PRIVATE RENTAL PROPERTY. 3) SKY LAKES MEDICAL CENTER; NON-INVESTMENT RELATED; KLAMATH FALLS, OR; NON-PROFIT; FINANCE COMMITTEE MEMBER; START 1/1/2008; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I REVIEW MONTHLY FINANCIALS, ANNUAL BUDGETS AND MAKE RECOMMENDATIONS TO THE BOARD. 4) LEDGERWOOD FAMILY RECREATION PROPERTY, LLC; INVESTMENT RELATED; KLAMATH FALLS, OR; MANAGER; START 5/21/25; 0 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I MANAGE AND MAINTAIN RECREATIONAL IMPROVMENTS TO THE CABIN.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-02 |
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