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Martin Richard Ledgerwood

D.A. Davidson & Co.

Klamath Falls, OR

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-18
OR RA APPROVED 2012-08-15
  • TX RA
    APPROVED_RES
    Since 2019-01-18
  • OR RA
    APPROVED
    Since 2012-08-15

Branch Locations

810 Main Street Suite 102, Klamath Falls, OR 97601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Klamath Falls OR 08/2012 Present
Previous Registrations
  • 1998-12-31 → 2012-08-16
    South Valley Wealth Management
    Klamath Falls, OR
    Klamath Falls, OR
    Medford, OR
    Bend, OR
Other Businesses

1) ROTARY CLUB FOUNDATION OF KLAMATH CNTY; NON-INVESTMENT RELATED; OREGON COMMUNITY FOUNDATION; BOARD MEMBER; STARTING 1/1/18; APPROX. ONE HR/QUARTER; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; PRESIDE AT ALL MEETINGS, APPOINT COMMITTEE CHAIRS; SUPERVISE ACTIVITIES OF THE BOARD. 2) MARTIN AND TRACY LEDGERWOOD; INVESTMENT RELATED; KLAMATH FALLS, OR; SOLE PROPRIETOR; OWNER; START 6/1/22; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I OWN A PRIVATE RENTAL PROPERTY. 3) SKY LAKES MEDICAL CENTER; NON-INVESTMENT RELATED; KLAMATH FALLS, OR; NON-PROFIT; FINANCE COMMITTEE MEMBER; START 1/1/2008; 1 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I REVIEW MONTHLY FINANCIALS, ANNUAL BUDGETS AND MAKE RECOMMENDATIONS TO THE BOARD. 4) LEDGERWOOD FAMILY RECREATION PROPERTY, LLC; INVESTMENT RELATED; KLAMATH FALLS, OR; MANAGER; START 5/21/25; 0 HR/MO; NO TIME DEVOTED DURING SECURITIES TRADING HOURS; I MANAGE AND MAINTAIN RECREATIONAL IMPROVMENTS TO THE CABIN.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-28
S63 Uniform Securities Agent State Law Examination 1996-08-02
  • S65 Uniform Investment Adviser Law Examination
    2012-08-28
  • S63 Uniform Securities Agent State Law Examination
    1996-08-02
Designations
Other Names
  • Martin R Ledgerwood
  • Marty Ledgerwood

View on SEC IAPD

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