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Seth Adam Prescott

Edward Jones

Klamath Falls, OR

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-01-01
TX RA APPROVED_RES 2023-12-26
  • OR RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2023-12-26

Branch Locations

2650 Washburn Way Suite 140, Klamath Falls, OR 97603-4596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bancorp Investments Inc Klamath Falls OR 12/2012 06/2022
Edward Jones St Louis MO 06/2022 Present
Previous Registrations
  • 2012-12-17 → 2022-06-17
    U.S. Bancorp Investments, Inc.
    Klamath Falls, OR
    Alturas, CA
    Klamath Falls, OR
    Lakeview, OR
    Weed, CA
    Yreka, CA
    Klamath Falls, OR
  • 2011-05-17 → 2012-12-14
    Lpl Financial Llc
    Klamath Falls, OR
    Kalmath Falls, OR
    Kalmath Falls, OR
    Fort Mill, SC
  • 2005-08-03 → 2011-05-20
    Fintegra, Llc
    Klamath Falls, OR
    Klamath Falls, OR
    Klamath Falls, OR
    Klamath Falls, OR
    Klamath Falls, OR
    Lakeview, OR
    Merrill, OR
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-04-21
S65 Uniform Investment Adviser Law Examination 1998-04-21
  • S63 Uniform Securities Agent State Law Examination
    1998-04-21
  • S65 Uniform Investment Adviser Law Examination
    1998-04-21

View on SEC IAPD

Other Firms

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
U.S. BANCORP ADVISORS, LLC
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
D.A. DAVIDSON & CO.
OSAIC ADVISORY SERVICES, LLC
MSP WEALTH MANAGEMENT, LLC

Other Investors

Janet Kaye Buckalew
Jason T Card
DIRK GREGORY DEGROOT
Jessie M Hecocta
Todd Glen Flocchini
Laura J Flocchini
Esmeralda Angulo
Daniel Minchk

Other Offices

EDWARD JONES · KLAMATH FALLS, OR
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · KLAMATH FALLS, OR
EDWARD JONES · KLAMATH FALLS, OR
EDWARD JONES · Klamath Falls, OR
U.S. BANCORP ADVISORS, LLC · Klamath Falls, OR
EAGLE STRATEGIES LLC · KLAMATH FALLS, OR
AMERIPRISE FINANCIAL SERVICES, LLC · KLAMATH FALLS, OR
STATE FARM INVESTMENT MANAGEMENT CORP. · Klamath Falls, OR

More in Klamath Falls, OR

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