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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
25500 Hawthorne Blvd Ste 1140, Torrance, CA 90505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03/2019 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: LOS ANGELES CHURCH OF CHRIST, INVESTMENT RELATED: NO, ADDRESS: 3731 WILSHIRE BLVD..,#300, LOS ANGELES, CA 90010, NATURE OF BUSINESS: RELIGIOUS INSTITUTION, POSITION/TITLE/RELATIONSHIP: CHAIR OF BENEVOLENCE COMMITTEE, START DATE: 02/25/2012, APX NUMBER OF HOURS PER WEEK: 1-2 HOURS PER WEEK, APX NUMBER OF HOURS DURING TRADING HOURS: N/A, BRIEF DESCRIPTION OF DUTIES: APPROVE OR DISAPPROVE BENEVOLENCE REQUESTS; 3. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: SPORT CARDS, START DATE: 06/2021, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUYING AND SELLING OF SPORT CARDS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-03 |
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