Ralph Bruce Leopold

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Metairie, LA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Metairie, LA

Previous Registrations

• 2002-05-03 → 2009-11-19
  Ubs Financial Services Inc.
  New Orleans, LA
  New Orleans, LA

Other Businesses

Business Ownership; Bluewater Associates, LLC; ; This is the shell that owns the lease on my office space. I will be using it as the entity for my practice as we grow. It is a service corporation.; 318 Rue St PeterMetairie, LA 70005, ,; ; 11/04/2009; 0 hours per month; / Indigo Partners LLC; non-operating entity; Non operating entity - used to lease office space and equipment - no income; 1 Galleria Blvd. Suite 1620, , Metairie, LA, 70001; Not Investment-Related; 02/04/2022; 0 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-06
• S63 Uniform Securities Agent State Law Examination
  1996-01-31

Designations

• Certified Financial Planner